06/09/2008

BDGE

BDGE

Bridge Bancorp, Inc. Common Stock

NGS

134,620,877

06/05/2008

NYMO

NYMT

New York Mortgage Trust, Inc. New Common Stock

NCM

50,235,307

05/29/2008

PDXC

VETS

Pet DRx Corporation Common Stock

NCM

101,734,066

05/29/2008

PDXCU

VETSU

Pet DRx Corporation Units 3/17/2010

NCM

N/A

05/29/2008

PDXCW

VETSW

Pet DRx Corporation Warrants 3/17/2010

NCM

N/A

05/28/2008

CSKI

CSY

China Sky One Medical, Inc. Common Stock

AMEX

N/A

05/27/2008

RXHN

RNN

Rexahn Pharmaceuticals, Inc. Common Stock

AMEX

N/A

05/23/2008

CIFS

CPBY

China Information Security Technology, Inc

NGS

336,703,651

05/16/2008

CHLN

CHLN

China Housing & Land Development, Inc. Common Stock

NCM

150,709,435

05/13/2008

NILT

NLTX

Nile Therapeutics, Inc. Common Stock

NCM

131,102,455

05/12/2008

TBLC

TLR

Timberline Resources Corporation Common Stock

AMEX

N/A

05/08/2008

ENON

HEV

Ener1, Inc. New Common Stock

AMEX

N/A

05/08/2008

TIXC

TIXC

Tix Corporation Common Stock

NCM

165,561,911

04/16/2008

UGTH

HTM

U.S. Geothermal Inc. Common Stock

AMEX

N/A

04/15/2008

HTWO

GNB

H2Diesel Holdings, Inc. Common Stock

AMEX

N/A

04/11/2008

CBTGF

MBA

CIBT Education Group Inc. Ordinary Shares (Canada)

AMEX

N/A

04/08/2008

GTRE

GTE

Gran Tierra Energy Inc. Common Stock

AMEX

N/A

04/02/2008

PURE

PURE

PURE Bioscience Common Stock

NCM

178,161,838

03/26/2008

NOGS

NOG

Northern Oil and Gas, Inc. Common Stock

AMEX

N/A

03/18/2008

KNDI

KNDI

Kandi Technolgies, Corp. Common Stock

NCM

109,386,280

03/13/2008

ADGF

ADGF

Adams Golf, Inc. Common Stock

NCM

56,049,516

03/10/2008

USATP

USATP

USA Technologies, Inc. Series A Convertible Preferred Stock

NGM

N/A

02/25/2008

LMEG

LIME

Lime Energy Co. Common Stock

NCM

73,792,239

02/25/2008

WSZL

WEST

Western Sizzlin Corporation Common Stock

NCM

43,685,617

02/15/2008

LCAE

LEI

Lucas Energy, Inc. New Common Stock

N/A

N/A

02/14/2008

SHNL

BEST

Shiner International, Inc. Common Stock

NCM

184,875,000

02/11/2008

SUOT

SUTR

Sutor Technology Group Limited Common Stock

NCM

197,369,130

02/07/2008

WIZD

WZE

WIZZARD SOFTWARE CORPORATION Common Stock

AMEX

N/A

02/04/2008

ACPH

ACUR

Acura Pharmaceuticals, Inc. Common Stock

NCM

378,807,977

02/04/2008

NWMO

NWMO

New Motion, Inc. Common Stock

NGM

187,171,518

02/01/2008

LVDL

LIVE

LiveDeal, Inc. Common Stock

NCM

34,714,922

02/01/2008

NWMO

NWMO

New Motion, Inc. Common Stock

NGM

187,171,518

01/31/2008

CSZM

SHZ

China Shen Zhou Mining & Resources, Inc. Common Stock

AMEX

N/A

01/29/2008

ARSD

ARSD

Arabian American Development Company Common Stock

NGS

158,023,759

01/22/2008

CSCA

APWR

Chardan South China Acquisition Corporation Common Stock

NCM

N/A

01/22/2008

CSCAU

APWRU

Chardan South China Acquisition Corporation Unit 8/3/2009

NCM

N/A

01/22/2008

CSCAW

APWRW

Chardan South China Acquisition Corporation Warrant 08/01/2009

NCM

N/A

01/02/2008

DGLY

DGLY

Digital Ally, Inc. Common Stock

NCM

95,176,384

01/02/2008

FPBN

FPBN

1st Pacific Bancorp (CA) Common Stock

NGM

49,160,030

12/27/2007

ZHNP

HOGS

Zhongpin Inc. Common Stock

NGS

331,025,644

12/26/2007

VNXH

VHC

VirnetX Holding Corp Common Stock

AMEX

N/A

12/20/2007

GNCI

GENC

Gencor Industries, Inc. Common Stock

NGM

79,275,351

12/17/2007

ACFN

ACFN

Acorn Factor, Inc. Common Stock

NCM

50,644,158

12/13/2007

QNTM

QGP

Quantum Group, Inc. (The) Common Stock

N/A

N/A

12/12/2007

AHYS

ATHX

Athersys, Inc. Common Stock

NCM

89,675,946

12/10/2007

PSTI

PSTI

Pluristem Therapeutics, Inc. Common Stock

NCM

38,380,920

12/07/2007

CGRB

CGRB

Cougar Biotechnology, Inc. Common Stock

NGM

542,991,164

12/07/2007

XCPL

XCR

Xcorporeal, Inc. Common Stock

AMEX

N/A

12/05/2007

GFLBA

GFLB

Great Florida Bank Class A Common Stock

NGM

105,533,937

11/27/2007

PHRS

PHST

Pharsight Corporation Common Stock

NCM

47,940,005

11/27/2007

REED

REED

Reeds, Inc. Common Stock

NCM

59,060,617

11/08/2007

WGDFF

WGW

Western Goldfields Inc. Common Shares (Canada)

N/A

N/A

10/31/2007

STXX

STXX

South Texas Oil Company Common Stock

NGM

166,773,791

10/29/2007

CEUC

CAST

ChinaCast Education Corporation Common Stock

NGM

202,098,901

10/29/2007

CEUCU

CASTU

ChinaCast Education Corporation Unit 3/16/2009

NGM

4,204,044

10/29/2007

CEUCW

CASTW

ChinaCast Education Corporation Warrant 3/16/2009

NGM

28,410,010

10/29/2007

CSCT

CSR

China Security & Surveillance Technology, Inc. Common Stock (DE)

NYSE

N/A *

10/26/2007

UCNN

UCNN

UCN, Inc. Common Stock

NCM

129,363,730

10/16/2007

RDRN

RODM

Rodman & Renshaw Capital Group, Inc. Common Stock

NGM

141,750,000

10/10/2007

ECRE